WebEach pool will typically employ an advisor who is required to register with the Commodity Futures Trading Commission (CFTC). Advisors are then able to provide investment advice on the various options. Similar to mutual funds, investors will often choose to work with commodity pools because of the added benefit of a financial advisor. WebDec 10, 2024 · The Commodity Futures Trading Commission (CFTC or Commission) is adopting certain amendments containing the regulations applicable to commodity pool …
CFTC, Commodity Pool, Investment Adviser JD Supra
WebAbout. My name is Kamaica Fagan. I am a certified Financial Advisor for over 3 years. My mission is to help my clients plan for their future. That … WebJan 4, 2011 · The CFTC is an independent federal regulatory agency tasked with overseeing the U.S. derivatives markets. ... will participate in a fireside chat with CFPB Director Rohit Chopra and SEC Commissioner Caroline … chick fil a in carrollton tx
Commodity Futures Trading Commission - CFTC
Webeligible contract participant (18) Eligible contract participant The term “eligible contract participant” means— (A) acting for its own account— (i) a financial institution; (ii) an insurance company that is regulated by a State, or that is regulated by a foreign government and is subject to comparable regulation as determined by the Commission, … WebJan 20, 2024 · Firms that claimed exemptions from Commodity Pool Operator (“CPO”) registration under CFTC Rule 4.5 or CFTC Rule 4.13(a)(3) (the “de minimis exemption”), or Rules 4.13(a)(1), 4.13(a)(2), 4.13(a)(5), and firms that claimed an exemption from Commodity Trading Advisor (“CTA”) registration pursuant to CFTC Rule 4.14(a)(8) … A commodity trading advisor (CTA) is an individual or firm that provides personalized advice regarding the buying and selling of futures contracts, options on futures, and retail off-exchange forexcontracts or swaps. Advisors who give such advice are required to be registered as a CTA by the National … See more In 1922, the Grain Futures Act was passed, regulating futures trading. It was later replaced by the Commodity Exchange Act of 1936, which further regulated commodities and futures trading and required certain … See more Registration as a CTA by the National Futures Associationis required for individuals or firms that provide advice on commodities trading unless one of the following criteria is … See more A CTA fund is a hedge fund that uses a managed futuresstrategy. It invests in futures contracts and uses a variety of trading strategies. These may include systematic trading … See more Generally, CTA registration is required for principals of a firm as well as all employees who take orders from or give advice to the public. CTAs are required to provide advice regarding all forms of commodity … See more chick fil a in cedar hill